Книга: Real-Time Concepts for Embedded Systems

6.2.3 Mutual Exclusion (Mutex) Semaphores

6.2.3 Mutual Exclusion (Mutex) Semaphores

A mutual exclusion (mutex) semaphore is a special binary semaphore that supports ownership, recursive access, task deletion safety, and one or more protocols for avoiding problems inherent to mutual exclusion. Figure 6.4 illustrates the state diagram of a mutex.


Figure 6.4: The state diagram of a mutual exclusion (mutex) semaphore.

As opposed to the available and unavailable states in binary and counting semaphores, the states of a mutex are unlocked or locked (0 or 1, respectively). A mutex is initially created in the unlocked state, in which it can be acquired by a task. After being acquired, the mutex moves to the locked state. Conversely, when the task releases the mutex, the mutex returns to the unlocked state. Note that some kernels might use the terms lock and unlock for a mutex instead of acquire and release.

Depending on the implementation, a mutex can support additional features not found in binary or counting semaphores. These key differentiating features include ownership, recursive locking, task deletion safety, and priority inversion avoidance protocols.

Mutex Ownership

Ownership of a mutex is gained when a task first locks the mutex by acquiring it. Conversely, a task loses ownership of the mutex when it unlocks it by releasing it. When a task owns the mutex, it is not possible for any other task to lock or unlock that mutex. Contrast this concept with the binary semaphore, which can be released by any task, even a task that did not originally acquire the semaphore.

Recursive Locking

Many mutex implementations also support recursive locking, which allows the task that owns the mutex to acquire it multiple times in the locked state. Depending on the implementation, recursion within a mutex can be automatically built into the mutex, or it might need to be enabled explicitly when the mutex is first created.

The mutex with recursive locking is called a recursive mutex. This type of mutex is most useful when a task requiring exclusive access to a shared resource calls one or more routines that also require access to the same resource. A recursive mutex allows nested attempts to lock the mutex to succeed, rather than cause deadlock, which is a condition in which two or more tasks are blocked and are waiting on mutually locked resources. The problem of recursion and deadlocks is discussed later in this chapter, as well as later in this book.

As shown in Figure 6.4, when a recursive mutex is first locked, the kernel registers the task that locked it as the owner of the mutex. On successive attempts, the kernel uses an internal lock count associated with the mutex to track the number of times that the task currently owning the mutex has recursively acquired it. To properly unlock the mutex, it must be released the same number of times.

In this example, a lock count tracks the two states of a mutex (0 for unlocked and 1 for locked), as well as the number of times it has been recursively locked (lock count › 1). In other implementations, a mutex might maintain two counts: a binary value to track its state, and a separate lock count to track the number of times it has been acquired in the lock state by the task that owns it.

Do not confuse the counting facility for a locked mutex with the counting facility for a counting semaphore. The count used for the mutex tracks the number of times that the task owning the mutex has locked or unlocked the mutex. The count used for the counting semaphore tracks the number of tokens that have been acquired or released by any task. Additionally, the count for the mutex is always unbounded, which allows multiple recursive accesses.

Task Deletion Safety

Some mutex implementations also have built-in task deletion safety. Premature task deletion is avoided by using task deletion locks when a task locks and unlocks a mutex. Enabling this capability within a mutex ensures that while a task owns the mutex, the task cannot be deleted. Typically protection from premature deletion is enabled by setting the appropriate initialization options when creating the mutex.

Priority Inversion Avoidance

Priority inversion commonly happens in poorly designed real-time embedded applications. Priority inversion occurs when a higher priority task is blocked and is waiting for a resource being used by a lower priority task, which has itself been preempted by an unrelated medium-priority task. In this situation, the higher priority task’s priority level has effectively been inverted to the lower priority task’s level.

Enabling certain protocols that are typically built into mutexes can help avoid priority inversion. Two common protocols used for avoiding priority inversion include:

· priority inheritance protocol-ensures that the priority level of the lower priority task that has acquired the mutex is raised to that of the higher priority task that has requested the mutex when inversion happens. The priority of the raised task is lowered to its original value after the task releases the mutex that the higher priority task requires.

· ceiling priority protocol-ensures that the priority level of the task that acquires the mutex is automatically set to the highest priority of all possible tasks that might request that mutex when it is first acquired until it is released.

When the mutex is released, the priority of the task is lowered to its original value.

Chapter 16 discusses priority inversion and both the priority inheritance and ceiling priority protocols in more detail. For now, remember that a mutex supports ownership, recursive locking, task deletion safety, and priority inversion avoidance protocols; binary and counting semaphores do not.

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